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May 2003

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"Mr. Thomas Hansen, Senior Software Engineer, DDC-I A/S, supported us, providing a deep knowledge of the Ada RTS structure and detailed behavior. Such high qualified support allowed us to set up a flexible development and test environment."

 Alessandro Paganone Intecs Sistemi, S.p.A.

 

 
   
     
DDC-I Online News
Inside this Issue

 

SCORE-653 for CsLEOS™ RTOS - A Strong Platform for Safety Critical Software Development

The integration of DDC-I’s SCORE® (Safety Critical, Object-oriented, Real-time Embedded) suite of programming and testing tools with the CsLEOS™ RTOS (Real Time Operating System) from BAE SYSTEMS Controls combines a robust development environment and an ARINC-653 compliant RTOS that are both designed for use in the development of high-integrity embedded systems. For the first time, the SCORE® multi-language support provides the application developer the ability to utilize C, embedded C++ & Ada for developing ARINC-653 applications to run with the CsLEOS™ RTOS.

The SCORE® Integrated Development Environment with CsLEOS™ RTOS support runs on Solaris and Windows NT® platforms to generate and debug applications targeted for the PowerPC family of processors. The SCORE® CsLEOS™ RTOS support encompasses multiple language compilers, an Ada librarian, a target linker, disassembly tools, testing tools, and a Multi-Language Debugger (MLD), all unified through a Graphical User Interface (GUI).

The CsLEOS™ RTOS

The CsLEOS™ Real-Time Operating System is the first commercial, off-the-shelf RTOS, offered by a safety-critical systems company that is already certified to the highest FAA DO-178B safety level. Designed from the outset to implement ARINC-653 spatial and temporal brick-wall partitioning, the CsLEOS™ RTOS ensures that safety-critical functions are protected from other processes running on the same hardware.

The architecture also makes it possible to add, revise, and test system functions without re-certifying the entire application. With the cost of the certification process being so high, this can significantly reduce the bottom line when developing or enhancing airworthy software.

The RTOS's ARINC 653-compliant API (Applications Programming Interface) is a true open system, offering users the ability to develop application software to a standard set of interfaces. This ensures ease of use and the most efficient use of development resources.

The CsLEOS™ RTOS is available now; already certified to DO-178B, Level A (D0-178B, developed by RTCA Inc., a nonprofit company in Washington, D.C., is the international standard for certifying software used in safety-critical airborne systems,) eliminating the need for the application developer to certify the operating system as well as their own application code in the final product.

CsLEOS™ RTOS has pre-configured BSPs (Board Support Packages) for a wide range of PowerPC® target boards. The CsLEOS™ RTOS BSPs contain all the required code for initializing and utilizing all the board specific hardware required by the kernel.

SCORE-653 Support for the CsLEOS™ RTOS

The SCORE-653 development environment supports compilation, linking, testing, and debugging of applications running on top of the CsLEOS™ RTOS. Applications can be written in embedded C++, C, Ada, or a mixture of the languages. Ada and C APIs provide access to CsLEOS™ RTOS processes to support multi-process applications, including processes, error handling, and inter-process communications, all compliant with the ARINC-653 standard.

The SCORE-653 system has a clean, board-independent interface to the CsLEOS™ RTOS, which is provided through the SCORE-653 CsLEOS™ RTOS UCC (User Configurable Code). This interface is the link between the SCORE® target libraries, primarily the SCORE® Run-Time System, and CsLEOS™ RTOS. The interface has been designed to ensure that hardware and board specific details are positioned entirely within the CsLEOS™ RTOS domain. This means that the SCORE® target code is 100% board independent and that SCORE-653 CsLEOS™ RTOS applications can run on any hardware that has a CsLEOS™ RTOS BSP (Board Support Package).

An Ada library is provided with interface packages containing Ada bindings to the CsLEOS™ RTOS system calls. This provides a seamless interface from Ada to CsLEOS™ RTOS while maintaining the safety of Ada’s inherent type checking. An Interface pragma has been included in the Ada compiler, which allows the user to check at compile-time that no unsafe features have been included in the application code. The combination of Ada’s reliability, provided through strong typing and rigorous checks, and the built-in safety features of the certified CsLEOS™ RTOS, offers a strong platform for safety-critical software development.

The complexity of generating a set of CsLEOS™ RTOS executables is eased by automatic transfer of addresses between the CsLEOS™ RTOS configuration files and the SCORE® build process. Partition addresses from the CsLEOS™ RTOS configuration database must correspond to those entered for the SCORE® build process. Normally these hex addresses would need to be transferred by hand, but the integration of SCORE® and CsLEOS™ RTOS has automated that process, reducing the possibility of transcription errors.

SCORE® also provides a PowerPC simulator to allow source code debugging of algorithms on a PC. Within the simulator the user also has full access to the PowerPC register set and can examine the execution of programs at machine code level. Debug statements may be added to help trace execution and will display information on a dedicated window. The CsLEOS™ RTOS provides a special BSP to support the simulator.

On the real target hardware, symbolic debugging of the source code is accomplished through a JTAG interface. Applications will run in real time until a breakpoint is reached. The SCORE® MLD (Multi Language Debugger) will seamlessly debug Embedded C++ code, C code, Ada code, and machine code, changing its operating mode automatically to match the language at the point of visibility. Watch windows allow the monitoring of both registers and expressions to ease the detection of changing data.

Based on personal preferences, the SCORE-653 CsLEOS™ RTOS user can choose either to work from the command line using SCORE® commands, or from the SCORE® GUI, which integrates all the SCORE-653 tools. Being able to compile and link from the command line allows the user to automate the compile and build processes, while the easy-to-use GUI executes SCORE® commands with a single mouse-click.

The SCORE-653 MLD (Multi Language Debugger) can be used either from the GUI or from the command line to perform the usual Ada and C source code debugging of CsLEOS™ RTOS applications. In addition, SCORE® has added expression watch windows that allow the user to automatically evaluate an expression at each tracepoint or breakpoint. Extensive machine code debugging options allow disassembly of machine code instructions, single stepping of machine code, and display and monitoring of register contents. The MLD interfaces to the hardware under test through a JTAG connecter. The MLD can be used to download programs onto the hardware, or can provide full symbolic, source level debugging of programs already downloaded into RAM.

The debug process may be automated through the powerful command language, which may be embedded in startup and initialization files, and session logging ability. This allows the user to create automated test scripts which can be used to perform white box testing. The ability to repeat the same tests easily is invaluable during regression testing.

To support testing even more thoroughly, SCORE® is integrated with the SCORECast toolset, an automated module test system designed for embedded systems. This provides unit level testing of C, Ada, and C++ code as it runs on the PowerPC simulator. It will show source level coverage at the statement level, the branch level, and MC/DC level, an essential tool for certifying to DO-178B level A.

In summary, SCORE-653, a natural integration of DDC-I’s Safety Critical Real Time multi-language development environment and BAE SYSTEMS Platform Solutions CsLEOS™ ARINC-653 compliant Real-Time Operating System, is the solution of choice for applications requiring DO-178B certification or any application where safety is paramount.

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DDC-I Provides Current TADS-i960 Customers With Cost-Effective Windows Migration Package

Phoenix, AZ — May 15, 2003 — To streamline the transition from VAX or UNIX-hosted development systems, DDC-I announces the availability of a new Windows® (NT/2000/XP) migration package for existing TADS-i960 users. A fully customizable limited-time package, it offers current customers a simple, affordable migration path to the most popular PC-based network and enterprise computing platform.

"Our flexible TADS for Windows migration package allows customers to define which tools and support they require, rather than sticking them with a rigid list of tiered options," explains Harold "Bud" Blum, DDC-I Senior Software Engineer and Product Champion for the TADS-i960 product line.

With DDC-I's expert guidance, customers dictate package parameters, creating a least-cost migration path including necessary license transfers and keys to replace all current TADS licenses. To keep recurring costs level, software support from any current license agreement carries over, and the customer has complete freedom to select the quantity of seats to rehost and whether to upgrade their software versions during the migration.

The package also includes two days of on-site consulting at no additional charge to assist with rescripting, memory and segment set up, tool adaption, related Ethernet work and UCC upgrading. A final project report with detailed recommendations is included.

"Our customers need their safety-critical software development tools to keep pace with their development environment, and upgrading our TADS products for the Windows platform allows them to intelligently utilize their computing assets with minimal disruption to the development environment they depend on," Blum concludes.

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On the Front Lines

Harold (Bud) Blum
Senior Software Engineer
TADS Product Champion
DJCS (JOVIAL) Product Champion
DDC-I, Inc.

 

Introducing Harold (Bud) Blum, Senior Software Engineer and Product Champion for both the TADS Ada Development Systems (TADS) and the DDC-I JOVIAL Compiler Systems (DJCS). As Product Champ, Bud has the responsibility for "front-liner" support issues as well as ongoing development and maintenance. Understanding each customer's specific needs and expectations is the key to Bud's approach of establishing individual partner relationships. Bud also takes an active role in support of the DDC-I Sales and Marketing Departments with frequent technical consultation and project proposals.

Bud grew up in the rural Amish country of Northeast Ohio. His passion for music, as well as for science and mathematics, led him to bachelor's and master's degrees in Music Theory at Kent State University (yes, he was a student there in May 1970), and onward to doctoral study in Music Theory at the University of Michigan. Courses in computer science and formal language theory, adjunct to dissertation research in musical analysis, expanded to become an MS in Computer and Communication Sciences from Michigan in 1983.

Bud has worked for Burroughs Corp. in Michigan and System Development Corp. (SDC) in California, which both became Unisys Corp. His experience there includes embedded systems development for high-speed document processors (check sorters) for the Federal Reserve Banking System, and an optical digital image storage system for the National Archives in Washington DC. Bud also worked on a military air traffic controller training system used by both US and allied forces, and the integrated retail terminal system used by the US Postal Service. Bud later joined Computer Task Group, a worldwide consulting firm, in their Cleveland Ohio office, where he worked with clients such as Loral Corp. and Roadway Express. Bud brought his extensive experience in the development of government and military computer systems to DDC-I in 2000.

Bud lives with his wife Cindy in Phoenix Arizona, where he also has extended family. He enjoys science fiction, renaissance choral polyphony, casino blackjack, crossword puzzles (in ink), and not having to shovel snow in the winter anymore. Cindy and Bud are active supporters of various animal shelters and humane societies, and they share their home with 11 cats and a Siberian Husky named Nikolai. Serious incompatibilities notwithstanding, Bud (Michigan -- Go Blue!) and Cindy (Ohio State -- Go Bucks!) recently celebrated their 25th wedding anniversary.

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Influence Strategies - Part I

By Linda Rising

Did you know that the world's foremost expert on influence is a professor at Arizona State? As an Arizona resident, I was surprised to learn about the years of research that have identified a collection of basic influence strategies. Most of us in technical areas believe that all you need is the right kind of data and a logical argument to convince anyone that you have a good idea. Typically, however, this only works when the listener is already convinced that the idea is a good one. If the listener is not convinced, some or all of these influence strategies may help you.

To conduct the research, Arizona State University professor, Robert Cialdini left the university environment and went out into the world to study professions where the practitioners are masters at getting others to say yes. Cialdini began with training. He learned how to sell automobiles from a lot, insurance from an office, portrait photography over the phone. He visited advertising agencies and public relations firms. He interviewed fundraisers at charity organizations and recruiters: armed service recruiters, even cult recruiters.

Across it all, he looked for commonalities—patterns! He saw hundreds, maybe thousands of individual practices, but he was able to classify most into six basic principles of influence. As a side note, the six principles do not include material self-interest: that people want to get the most and pay the least for their choices—a motivational given or axiom.

Since these principles are so powerful, Cialdini is very concerned about their ethical use. He points out a practical reason for using these principles ethically—to produce the long-term relationships needed to grow a business. These relationships are built on the trust that results when people have been steered to the right choices—not fooled into believing something that might not hold for them.

Automatic stereotyped behavior is part of human action because it is efficient and necessary for survival in a complicated environment. We can’t analyze every situation we encounter every day. Instead, we use stereotypes to classify things and then respond without thinking. Of course, not even the best stereotypes work every time. When we want to and are able to we will analyze information.

As you read these principles, realize that we remain ignorant about persuasion because we refuse to admit that we are affected by politicians, salespeople, advertisers, and other influence professionals. The reality is—none of us is immune to influence. In many of the studies reported here, the subjects were asked before or after the experiment whether they believed they would be influenced and most said they would not. In the experiment, of course, they were influenced, just as we all would be!

Here are the six principles:

  • The principle of liking. People like those who are like them.

  • The principle of reciprocity. People repay in kind.

  • The principle of social proof. People follow the lead of similar others.

  • The principle of consistency. People align with their clear commitments.

  • The principle of authority. People defer to experts.

  • The principle of scarcity. People want more of what they can have less of.

We’ll examine the first three in this article and tackle the other three next month. For each principle, we’ll consider current research, how you can apply it in your business, and, also, how you can defend yourself against it.

The principle of liking

One of the oldest axioms in the world of business is that people buy from people they like. The question is, how do you get to be likable? Considerable research into this question has identified the following factors in liking:

Physical attractiveness. Research has shown that we automatically assign to good-looking individuals such attributes as talent, kindness, honesty, and intelligence, and we do this without being aware that attractiveness plays a role. A study of Canadian federal elections found that attractive candidates received more than two and a half times as many votes as unattractive ones. We also see this in hiring. In one study attractiveness accounted for more favorable hiring decisions than did job qualifications—even though the interviewers claimed that appearance did not influence their choices. Attractive workers get paid an average of 12-14% more than their unattractive co-workers. Attractive people are more likely to get help when they need it and they are more persuasive in changing the opinions of an audience.

Attractive people receive more favorable treatment in our judicial process. Handsome men receive significantly lighter sentences. In fact, attractive defendants are twice as likely to avoid jail. Higher awards are given to more attractive victims. The bias is exhibited by both male and female jurors. In one study of unattractive criminals, one-third were given plastic surgery, one-third rehabilitation services, while one-third were given nothing. One year after the study, those given the plastic surgery were significantly less likely to have returned to jail, while there was no difference in those receiving rehabilitation services or not. This doesn’t mean that the attractive criminals are less likely to commit a crime, only that they are less likely to be sent to jail for it.

Similarities. We like people who are like us and we believe this holds for others. A former producer of the Oprah Winfrey show said that when the show started, Oprah weighed a lot more than she does now. Many of the women in the audience also had weight problems. When Oprah began to lose weight, the producers were worried that they would lose that audience—and they did. In focus groups they said, "OK, so now Oprah doesn't weigh as much so I guess you're not as much like Oprah, so I guess you don't like her as much and that's why you're not watching." But the women said, "No. Now that she's thin we don't think she'd like us anymore. That's why we're not watching."

We are more likely to help people who dress like us. Experimenters asked college students for money to make a phone call. When they were dressed like hippies the request was granted less than half the time. When they were dressed like the students, the money was given in more than 2/3 of the cases.

Researchers who examined sales records of insurance companies found that customers were more likely to buy insurance from a salesperson like them in age, religion, politics, and cigarette-smoking habits.

When asked to rank order a waiting list of patients suffering from kidney disorder for the next available treatment, people chose those whose political party preference matched their own.

Compliments. McLean Stevenson said his wife tricked him into marrying her. "She said she liked me." If someone likes us, this can produce return liking and compliance. The world’s most successful car salesman sends a card to his customers each month saying, "Happy Valentine’s Day (or something appropriate) and I like you."

One research study involved three groups of men and someone who was soliciting a favor. One group received only praise from the solicitor. One group received only negative comments. One group received a mixture. The group who received only praise liked the solicitor best, even when the men fully realized that the flatter stood to gain from their liking. Pure praise doesn’t even have to be accurate to work. Positive comments produce the same result even if they’re not true.

Contact and Cooperation. Voters often choose a candidate because the name seems familiar. In Ohio, a weak candidate claimed a significant victory, when, shortly before the election, he changed his name to Brown—a family name with a long political history in Ohio.

Often we don’t realize that our attitude toward something has been influenced by the number of times we have been exposed to it in the past. In one study, faces were flashed on the screen so fast that subjects couldn’t really see them but the more frequently a face was flashed on the screen the more subjects came to like that person when they met later. The subjects were also more persuaded by opinions of those whose faces had appeared on the screen more frequently.

Car salesmen use this principle. They claim to be on our side and fight for a good deal with the boss. In the good cop/bad cop scenario, in order to get a confession from a suspect, the bad cop throws things and calls the suspect names and threatens him. Then good cop sends the bad cop out and tries to befriend the suspect to encourage him to talk.

Conditioning and Association. An innocent association with either bad things or good things will influence how people feel about us. We dislike the person who brings us bad news, even when that person did not cause the bad situation. We blame the weatherman for bad weather. Our parents told us about "guilt by association" and warned us not to befriend the neighbor kids who were a bad lot, since people would assume that we have the same personality traits as our friends.

Good-looking models are in automobile ads because advertisers know we transfer the beauty and desirability of the model to the cars. In one study men who saw a new car ad with a seductive female model rated the car as faster, more appealing, more expensive-looking, and better designed than those who saw the same ad without the model. When asked later, the men refused to believe that the presence of the model had influenced their judgment.

Advertisers hire professional athletes to endorse their products. The connection doesn’t even have to be logical. Popular entertainers endorse political candidates and sway voters. A comment by one voter: "They’ve got big stars speaking for it, and big stars speaking against it. You don’t know how to vote!"

Researchers found that subjects became fonder of people and things they experienced while they were eating. Subjects were presented with political statements they had previously rated. At the end of the experiment, some statements had gained in approval—those that had been shown while food was eaten. The changes seemed to have occurred unconsciously; since the subjects could not remember which statements they had seen while food was served. This, of course, is an important component of a well-known pattern, Do Food!

The principle also works for unpleasant experiences. Political statements shown while putrid odors were piped into the room caused approval rating to decline.

The relationship between a sport and its serious fans is intense and personal. Fans are personally diminished by defeat and personally enhanced by victory. Isaac Asimov has noted, "All things being equal, you root for your own sex, your own culture, your own locality. Whomever you root for represents you, and when he or she wins, you win." Fans are grateful to those responsible for victories and angry toward those responsible for failures. There are many ways we go about this, but one of the simplest is the pronouns we use. After a victory, "We’re number one!" After a defeat, "They lost. Arizona State got beat." "Arizona State lost it. They threw away our chance for a national championship."

Putting the liking principle to work

To influence people find a way to like them. The ethical way to do that is to find a genuine connection. Find something commendable about the person and remark on it. Give genuine praise and not only will that person come to like you, but you will like the other person because you have found something in common. We are just as susceptible to this principle as the person we're talking to. The result is—you've got the best possible context for ongoing continuous business—two people who like one another.

We also like those we cooperate with in working toward common goals. A recent study showed that in a conflict, even when people had a genuine common interest, most of the time, they didn’t recognize that commonality; they only saw the difference of opinion. Find the commonality. Bring that to the surface. When you are working in a context of a shared set of goals, it changes everything.

Beware: Because it is so easy to create the impression of similarity or liking, be careful around people who claim to be "just like you." Even mirroring body language, mood, and verbal style can lead to positive results. Often when people flatter us or claim they like us, they want something from us.

The principle of reciprocity

An experimenter sent Christmas cards to perfect strangers and was surprised at how many responded by sending him a card. This illustrates the most powerful of the influence principles—the reciprocity rule: we try to repay, in kind, what another person has given us.

This principle is evident in all cultures. Even countries follow it. In 1985 Ethiopia was enduring the greatest suffering and privation in the world but local officials decided to send $5000 to Mexico to help victims of the earthquakes in Mexico City. Why was the money sent? Because in 1935, Mexico had sent aid to Ethiopia when it was invaded by Italy.

How did the Hare Krishnas increase contributions? They began to offer gifts—especially effective were flowers. "It is our gift to you." Busy people forced to accept the gift and would then feel compelled to give a donation. Almost all donors tossed the flower away. The Krishnas would rescue the flower and press it on the next passerby, repeating the influence cycle.

One study showed that sending money with a questionnaire greatly increased replies compared to offering the same reward after-the-fact. One study showed that a $5 gift up front was twice as effective at getting returns as a $50 offer for completing the survey.

In general, after accepting a gift, customers are willing to purchase products and services they would otherwise have declined. Providing free samples uses the reciprocity principle, while appearing to have only the intention to inform.

In politics, this is called "logrolling." Lyndon Johnson was especially successful in getting many programs through Congress during his early administration. Even those thought to be strongly opposed to the proposals voted for them. The reason was the large number of favors he had been able to provide to others during his many years in the House and Senate. This may account for the problems Jimmy Carter had in getting programs though Congress during his early administration, despite heavy Democratic majorities in both House and Senate. Carter came to the presidency from outside Washington. He campaigned saying he was indebted to no one. The problem was—no one was indebted to him.

The same effect is produced when corporations or individuals provide gifts and favors. When one businessman at congressional hearings on campaign finance reform was asked if he felt he received a good return on his $300,000 contribution, he smiled and replied, "I think next time, I’ll give $600,000."

Usually givers and takers dismiss the idea that campaign contributions, free trips, and Super Bowl tickets bias the opinions of government officials, but research shows the contrary. Even medical professionals are affected. 100% of the scientists who found and published results supportive of a certain drug had received free trips, research funding, or employment from the pharmaceutical company while only 37% of those critical of the drugs had received support.

Amway distributors leave a collection of Amway products at a customer’s home to try "for 24, 48, or 72 hours, at no cost or obligation." At the end of the trial period, the Amway representative returns and picks up orders for products. Many customers yield to a sense of obligation to order the products they have tried.

The American Disabled Veterans reports that its simple mail appeal for donations produces an 18% response rate but when the mailing includes an unsolicited gift, the success rate nearly doubles.

The social pressure surrounding gift giving involves the obligation to give, to receive, and to repay. An obligation to receive reduces our ability to choose those to whom we wish to be indebted and puts power in the hands of others. The effect is observed with the Krishnas. The passerby is surprised by the gift of the flower, does not want the flower and tries to give it back. The Krishna replies that it is a gift—but that a donation would be appreciated. Despite the resistance, a donation usually follows.

Surprise is effective in its own right. People who are surprised by a request will often comply because they are momentarily unsure what to do and, consequently, are influenced easily. People on a New York subway were twice as likely to give up their seats to someone who surprised them with the request than to one who forewarned them by mentioning to a fellow passenger that he was thinking of asking for someone’s seat.

A cross-cultural study (Americans, Swedes, Japanese) has shown that those who break the reciprocity rule in the reverse direction—by giving without allowing the recipient to repay—are also disliked.

The sense of obligation persuades people to decline gifts and benefits. Women feel uncomfortable when a man has given them an expensive present or paid for a costly evening out. Even something as small as a drink can produce a feeling of debt. One woman said, "I no longer let a guy I meet in a club buy me a drink because I don’t want either of us to feel that I am obligated sexually." Research suggests that if a woman allows a man to buy her drinks, she is immediately judged by both men and women as more sexually available to him.

The reciprocity principle doesn’t apply to long-term relationships—families or established friendships. What is exchanged in these situations is the willingness to provide what the other needs, when it is needed. It is not necessary to calculate who has given more or less but only whether both parties are living up to the general rule, although persistent inequities can cause problems.

Another form of the reciprocity rule says that a person who acts in a certain way toward us is entitled to a similar return action. If the other person makes a concession, we feel obligated to make a similar concession. Many times participants in a negotiation begin with demands that are unacceptable to the other parties. This encourages making an initial sacrifice because it puts the other person in the position of having to reciprocate. Making the initial concession is part of a compliance technique called "rejection-then-retreat," which involves making a large request that will likely be refused, then making the smaller request you really wanted. The other party will see the second request as a concession and feel inclined to make a concession—which is compliance with your second request.

Labor negotiators often use the tactic of making extreme demands that they do not expect to win but from which they can retreat and draw concessions from the opposing side. You’d think that the larger the initial request, the more room for concession. This is only true up to a point. Research shows that if the first set of demands seems unreasonable, the proposer is seen as not bargaining in good faith. The successful negotiator offers an initial proposal that is just exaggerated enough to allow small reciprocal concessions and counter offers that will give a desirable final offer.

One experiment determined whether the rejection-then-retreat sequence caused people to feel so manipulated that they would refuse further requests. College students were asked to give a pint of blood in the annual campus blood drive. Targets in one group were asked to give a pint of blood every 6 weeks for 3 years (the initial extreme demand). When they refused they and the members of the other target group were asked to give a single pint of blood (more reasonable demand). Those who showed up to give blood were asked if they would be willing to be called to donate in the future. Nearly all the students who gave a pint of blood as a result of the rejection-then-retreat technique agreed to donate again while fewer than half of the other students did so. Thus, rejection-then-retreat not only leads people to agree to a request but also to actually carry out the request and then to volunteer to perform further requests. There are two positive side effects of the concession: greater responsibility for and satisfaction with the arrangement.

Putting the reciprocity principle to work

The business world is becoming a global enterprise and reciprocity works everywhere. Every culture instructs its members from childhood that they are obligated to return the behavior that was given to them. In any situation, you don't say, "Who can help me?" You want to say, "Whom can I help?" If we give something first that provides benefit, then the receiver is likely to help our business in return. It’s best if you don’t give tokens like t-shirts or calendars but information that will help them do their job better. Something like a report—not just a sales letter in disguise—but something that is useful and valuable to the person who gets it. It sends two messages. One: I'm thinking about you. Two: I care about enhancing your business.

Even if that information turns out to be something the person already knows, that's not important. What's important is that you tried to help them and now, to live up to the rule of reciprocity, they are likely to try to help you.

Beware: Accept offers from others but only for what they are, not for what they are represented to be. If a person offers a favor, we should recognize that we have obligated ourselves to a return favor sometime in the future. If the initial favor turns out to be a trick then we can be aware that the action is a compliance device and we need no longer feel bound by the reciprocity rule.

The principle of social proof

We often decide what to do by looking at what people around us—just like us—are doing. For example, even though people hate canned laughter, it is popular with TV executives because research shows that canned laughter causes an audience to laugh longer, more often, and to rate the material as funnier. Evidence suggests that canned laughter is most effective for poor jokes.

We determine what is correct by seeing what other people think is correct. When we are unsure of ourselves, when the situation is unclear or ambiguous, we are most likely to look to and accept the actions of others as correct. This especially applies to correct behavior—what to do with the empty box in the movie theater, how fast to drive on a stretch of road, how to eat the chicken at a dinner party. This principle works well. Usually we make fewer mistakes by acting in accord with social evidence. Usually when a lot of people are doing something, it is the right thing to do.

Bar tenders put dollars in the tip jar. Ushers add money to the collection plate. Traveling evangelists seed their audiences with ringers who are rehearsed to come forward to give witness and donations. Nightclub owners create long waiting lines when there is plenty of room inside. Advertisers tell us that a product is the "fastest-growing" or "largest-selling." They don’t have to convince us directly that the product is good; they only have to say that others think so, which seems proof enough.

In one study, subjects who received a series of electric shocks felt less pain (as indicated by self-reports, psychophysical measures of sensory sensitivity, and such physiological responses as heart rate and skin conductivity) when they were in the presence of another subject who was tolerating (fake) shocks as if they were not painful.

In one study, nursery-school-age children terrified of dogs, watched a little boy playing happily with a dog for 20 minutes/day. This produced such marked changes in the fearful children that after only 4 days, 2/3 were willing to climb into a pen with a dog and stay to pet the animal. A month later, the improvement had not diminished; in fact, the children were more willing to play with dogs. A second study showed that simply watching film clips had the same effect. The most effective showed a variety of other children playing with dogs. Apparently, social proof works best when provided by the actions of many other people. Try standing on a busy street corner, looking up. Alone, you will not attract much attention but if three or four friends join you, 80% of the passers-by will look up.

This causes a lot of anxiety for those concerned about violence shown on television and in movies. Research has shown that children act more aggressively toward one another after seeing aggression on television.

We should be aware that other people are examining social evidence, too. When everyone is looking to see what everyone else is doing, this can lead to the failure of entire groups of bystanders to aid victims who need help. A bystander to an emergency will be unlikely to help when there are a number of other bystanders present. With several potential helpers around, the personal responsibility of each individual is reduced.

Experiments were performed where emergency events were staged and observed either by a single person or a group. 85% of the single persons came to the aid of the victim but in only 31% of the cases was the victim helped when a group was present.

Putting the principle of social proof to work

Provide people with evidence that others like them have made the choice that you're recommending. That means testimonials, a list of people to call who've used your product or service. Those satisfied customers can be more powerful sources of information and persuasion than you can be in many situations because they're just like the individual who is trying to decide.

Beware: In many cases the principle of social proof is not valid. When the laugh track is bad or the advertising stunt using an average person is clearly an actor. What does Angela Lansbury know about pain relievers? A few years ago in Singapore, a bus strike had created an unusually large crowd in front of a bank. Passersby assumed that it was a crowd of customers ready to withdraw their funds from a failing bank, so they did the same. Soon after opening its doors, the bank was forced to close to prevent a complete crash. We seem to assume that if a lot of people are doing the same thing, they must know something we don’t. Especially when we are uncertain, we are willing to place an enormous amount of trust in the collective knowledge of the crowd. Quite frequently the crowd is mistaken because its members are not acting on any superior information but are reacting to the principle of social proof creating a situation of pluralistic ignorance.

Summary

Despite the danger of making stupid mistakes, the pace of modern life demands that we use shortcuts. We can’t afford the luxury of extended deliberations for each and every decision we make. We are most likely to use shortcuts when we don’t have the inclination, time, energy, or cognitive resources to completely analyze the situation. When we are rushed, stressed, uncertain, indifferent, distracted, or fatigued, we tend to focus on less of the information available to us.

Most of the time these shortcuts work well for us. It’s the reason why they have lasted. Many of them are hard-wired into our genetic make-up. The structure of our society depends on our using these. We need to be aware that they exist and use them to our benefit.

If you’ve used these principles successfully, I’d like to hear your story! Send an e-mail to Linda Rising, risingl@acm.org.

For more information on influence see:

Conversations with Industry Innovators, Dr. Robert Cialdini Interview, September 1999, http://www.lotus.com/solutions/manager.nsf/all/7EBBCB0D88D09AC785256801005A7064

Robert B. Cialdini, Influence: Science and Practice, 4th ed., Allyn and Bacon, 2001.

Harry Mills, Artful Persuasion, Amacom, 2000.

About the Author
http://www.lindarising.org

risingl@acm.org

Linda Rising has a Ph.D. from Arizona State University in the area of object-based design metrics. Her background includes university teaching as well as work in industry in telecommunications, avionics, and strategic weapons systems. She is the author of numerous articles and has published three books: Design Patterns in Communications, The Pattern Almanac 2000, and A Patterns Handbook. She is currently writing a book with Mary Lynn Manns: Introducing Patterns (or any Innovation) into Organizations, to appear in 2003. 

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